Risk and Practice Management
Data Security
The theft, loss, or destruction of practice-related data is disruptive, stressful, and financially draining to you. If that data belongs to, or impacts your client, this breach of confidentiality might result in a negligence claim against you, an investigation and fine under PIPEDA (Personal Information Protection and Electronic Documents Act), and/or a legal ethics and professional responsibility complaint.
Therefore, it is important that you take steps to safeguard your own and your client’s information. Implement a security policy for your office that covers your electronic data as well as your paper files.
There are many issues to consider when developing your policy, including the use of wireless connectivity without first ensuring that all possible security features are in place. Without these features in place, serious problems can result. This was seen in Edmonton recently, when an unprotected computer server in a downtown law firm allowed an employee in a neighbouring building to access hundreds of client files that included personal information. The lawyer had set up a wireless system himself and thought it was secured by encrypted password. It was not. Alberta’s Privacy Commissioner ordered an investigation into this security breach.
Tips
- Don't open an email if you have any reservations about its source or content
- Do not leave laptop unattended; do not check it as luggage; watch it carefully as it is passed through any x-ray devices
- Do not leave laptop or other devices in your car if at all possible; if you must leave it in the car place in the trunk before you arrive at your destination; keep your car locked at all times
- Physically secure laptops with a lock and store in a locked file room or cabinet
- Discuss with your staff and client the risks of communicating via email, cell phone and cordless phone. Get your clients written instructions on these methods of communication and comply with them
- Do not share passwords
- Use strong passwords
- Change passwords at least every three to four months
- Update antivirus software regularly
- Use spam filters
- Do not open phishing emails. These types of emails often look like they are coming from reputable financial institutions.
- Require dual authentication from non-secure remote location
- Implement an Internet use policy that limits employee use of the internet
- Limit employees access to data
- Monitor dissatisfied employees closely – always take care with current and departing employees
- Eliminate metadata from documents before transmitting
- Have someone perform a security audit on all systems including phone and voicemail systems
- Add a confidentiality statement to the signature line of your emails
- Where possible use a landline for confidential telephone communications
- Do not fill in the name of your email recipient until you have read email in its entirety for grammar content and spelling. Check the named recipient before hitting the send button
- Do not use wireless without enabling all the security features
- Scrub computers before disposing them
- Treat electronic files with the care you would show to paper ones
- Do not tape passwords to monitors or inside desk drawer
Data Protection Resources
Remote Deletion
Encryption and Data Protection Articles
You can read about encryption and deleting data on laptops and mobile devices here.
This article tells you about enterprise encryption strategies for data protection.
Encryption
Mobile Security
The following articles are great reading on mobile security:
A Lawyers’ Guide to Mobile Computer Security
by Ellen Freedman, Reid F. Trautz and Jim Calloway
Managing the Security & Privacy of Electronic Data in a Law Office
(includes a supplement on how to enable the security settings)
by Dan Pinnington
Beware the Dangers of Metadata
by Dan Pinnington